| 2902248ENF | 2902248 | SOX | State Compliance achieved | 18-JUN-2024 | State | - |
| 2846609ENF | 2246609 | SOX | State Compliance achieved | 18-JUN-2024 | State | - |
| 3085307ENF | 3085307 | SOX | State Compliance achieved | 18-JUN-2024 | State | - |
| 2751417ENF | 2151417 | SOX | State Compliance achieved | 22-MAR-2022 | State | - |
| 2751417ENF | 2124456 | SOX | State Compliance achieved | 22-MAR-2022 | State | - |
| 2666057ENF | 2166057 | SOX | State Compliance achieved | 24-MAY-2021 | State | - |
| 2666057ENF | 2035534 | SOX | State Compliance achieved | 24-MAY-2021 | State | - |
| 2450218ENF | 2450218 | SOX | State Compliance achieved | 09-DEC-2019 | State | - |
| 44425ENF | 1844425 | SOX | State Compliance achieved | 27-SEP-2018 | State | - |
| 1999137ENF | 1699137 | SOX | State Compliance achieved | 20-DEC-2017 | State | - |
| 27883 | 2202251 | SFJ | State Formal Notice of Violation issued | 19-DEC-2017 | State | - |
| 1713614ENF | 1713614 | SOX | State Compliance achieved | 27-AUG-2015 | State | - |
| 1713613ENF | 1713613 | SOX | State Compliance achieved | 27-AUG-2015 | State | - |
| 1263745ENF | 1163745 | SOX | State Compliance achieved | 27-SEP-2012 | State | - |
| 1174337ENF | 1074337 | SOX | State Compliance achieved | 31-JUL-2010 | State | - |
| 1175198ENF | 1075198 | SOX | State Compliance achieved | 30-APR-2010 | State | - |
| CM2184 | 07311791020 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791085 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791075 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791074 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791045 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791036 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791035 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791025 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791024 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791015 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2184 | 07311791010 | SOX | State Compliance achieved | 13-OCT-2009 | State | - |
| CM2124 | 07311721045 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721074 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721075 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721085 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721010 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721025 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721024 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721035 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721036 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721020 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| CM2124 | 07311721015 | SOX | State Compliance achieved | 29-APR-2009 | State | - |
| N887 | 0705276 | SOX | State Compliance achieved | 10-MAR-2008 | State | - |
| N1454 | 0705456 | SOX | State Compliance achieved | 01-JAN-2008 | State | - |
| CM503 | 07411572032 | SOX | State Compliance achieved | 01-JAN-2008 | State | - |
| L643 | 0679947 | SOX | State Compliance achieved | 31-DEC-2007 | State | - |
| N767 | 0531171 | SOX | State Compliance achieved | 29-NOV-2006 | State | - |
| 0300071 | 0088888 | EO0 | Federal no longer subject to Rule | 02-JUL-2003 | ODSWeb | - |
| 0200071 | 0099999 | EO0 | Federal no longer subject to Rule | 20-OCT-2002 | ODSWeb | - |
| 9500298 | 9550341 | SIA | State Violation/Reminder Notice | 30-JUN-1995 | State | - |
| 9400296 | 9450110 | SIA | State Violation/Reminder Notice | 30-APR-1994 | State | - |