| 48 | 133 | SIA | State Violation/Reminder Notice | 31-DEC-2025 | State | - |
| 47 | 95 | SOX | State Compliance achieved | 10-JUL-2019 | State | 20190726. EMSMITH. SOX APPLIED BASED ON 2Q2019 RECEIVED ON TIME AND WITH NO OTHER ISSUES. |
| 43 | 90 | SOX | State Compliance achieved | 26-SEP-2016 | State | - |
| 42 | 80 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 81 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 82 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 83 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 84 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 85 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 86 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 87 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 88 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 89 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 79 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 78 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 77 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 42 | 76 | SOX | State Compliance achieved | 08-FEB-2016 | State | - |
| 35 | 7 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 10 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 11 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 12 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 13 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 14 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 15 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 16 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 17 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 18 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 19 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 20 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 21 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 22 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 23 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 24 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 25 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 26 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 27 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 29 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 33 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 34 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 35 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 36 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 37 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 38 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 39 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 40 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 41 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 42 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 44 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 45 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |
| 35 | 46 | SOX | State Compliance achieved | 18-JUL-2014 | State | Received results from LCRA for SOC5 6Y2012, MIN 3Y2012, 531 3Y2012, 515 3Y2012, and 504 3Y2012. |