| 90094892 | 100069095 | SOX | State Compliance achieved | 12-JUN-2025 | State | Viols SOX per RTCR RTC 3A Query 06122025 |
| 90094886 | 100069092 | SOX | State Compliance achieved | 13-SEP-2024 | State | 09/13/2024; KRAMIREZ; SYSTEM SUBMITTED AN ADEQUATE 2023 CCR |
| 90094884 | 100069091 | SIF | State Public Notification received | 09-AUG-2024 | State | - |
| 90094877 | 100069089 | SOX | State Compliance achieved | 09-MAY-2024 | State | Viols SOX per RTCR RTC 3A Query 05092024 |
| 90094876 | 100069088 | SOX | State Compliance achieved | 06-MAY-2024 | State | LCN RCVD 5/4/24 |
| 90094873 | 100069084 | SIF | State Public Notification received | 30-APR-2024 | State | - |
| 90094871 | 100069072 | SIF | State Public Notification received | 30-APR-2024 | State | - |
| 90094874 | 100069087 | SOX | State Compliance achieved | 30-APR-2024 | State | - |
| 90094875 | 100069085 | SIF | State Public Notification received | 30-APR-2024 | State | - |
| 90094870 | 100069081 | SOX | State Compliance achieved | 30-APR-2024 | State | - |
| 90094872 | 100069086 | SOX | State Compliance achieved | 30-APR-2024 | State | - |
| 90094843 | 100068981 | SOX | State Compliance achieved | 29-OCT-2019 | State | - |
| 90094844 | 100068979 | SIF | State Public Notification received | 29-OCT-2019 | State | - |
| 90094842 | 100069079 | SIF | State Public Notification received | 29-OCT-2019 | State | - |
| 90094824 | 100069069 | SOX | State Compliance achieved | 28-JAN-2019 | State | - |
| 90094814 | 100069009 | SOX | State Compliance achieved | 27-JUL-2017 | State | CHBROWN; 07/27/2017; PWS met criteria to return violations to compliance -- Applied SOX code to July and August 2016 3A violations. |
| 90094814 | 100069010 | SOX | State Compliance achieved | 27-JUL-2017 | State | CHBROWN; 07/27/2017; PWS met criteria to return violations to compliance -- Applied SOX code to July and August 2016 3A violations. |
| 90094796 | 100068990 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100069004 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100069003 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100069002 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100069001 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100069000 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068999 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068998 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068997 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068996 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068995 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068994 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068993 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068992 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068991 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094796 | 100068989 | SOX | State Compliance achieved | 19-DEC-2016 | State | 20161219. JLAMANNA. PER SUBMISSION OF 2016 SOC5 SAMPLE DATA FOR EP002, SOC5 VIOLATION FOR EP002 RETURNED TO COMPLIANCE. |
| 90094795 | 100069008 | SOX | State Compliance achieved | 01-NOV-2016 | State | - |
| 90094792 | 100068977 | SOX | State Compliance achieved | 29-JUN-2016 | State | - |
| 90094792 | 100068980 | SOX | State Compliance achieved | 29-JUN-2016 | State | - |
| 90094792 | 100069005 | SOX | State Compliance achieved | 29-JUN-2016 | State | - |
| 90094792 | 100068986 | SOX | State Compliance achieved | 29-JUN-2016 | State | - |
| 90094788 | 100068983 | SFO | State Administrative/Compliance Order with penalty issued | 31-AUG-2015 | State | DOCKET NO 2014-1768-PWS-E; FINAL TR DUE DATE 12/13/2016; FILE CLOSED 8/9/2017 |
| 90094788 | 100068985 | SFO | State Administrative/Compliance Order with penalty issued | 31-AUG-2015 | State | DOCKET NO 2014-1768-PWS-E; FINAL TR DUE DATE 12/13/2016; FILE CLOSED 8/9/2017 |
| 90094777 | 100068987 | SOX | State Compliance achieved | 03-NOV-2014 | State | 20141103;abowman; rtc'd per ETT review. |
| 90094770 | 100068972 | SOX | State Compliance achieved | 03-APR-2014 | State | 2014/04/10:BCARRUTH:DLQOR RTC |
| 90094765 | 90060837 | SOX | State Compliance achieved | 17-APR-2013 | State | - |
| 90094766 | 100068974 | SOX | State Compliance achieved | 17-APR-2013 | State | - |
| 90094778 | 100068988 | SOX | State Compliance achieved | 10-SEP-2012 | State | - |
| 90094758 | 100068975 | SIA | State Violation/Reminder Notice | 12-JAN-2012 | State | - |
| 90094749 | 307 | SOX | State Compliance achieved | 18-OCT-2010 | State | - |
| 90094748 | 90060836 | SOX | State Compliance achieved | 12-JUN-2009 | State | CLEARED BY LCRA |
| 90094748 | 90060835 | SOX | State Compliance achieved | 12-JUN-2009 | State | CLEARED BY LCRA |
| 707 | 207 | SIA | State Violation/Reminder Notice | 07-MAY-2007 | State | SECOND (REMINDER) NOV SENT INFORMING SYSTEM TCEQ HAS NOT RECEIVED CERTIFICATION OF PUBLIC NOTICE. DEFAULT DATE, CHECK FILE FOR ACTUAL DATE OF NOV LETTER. |