| 20110256 | 2871 | SIE | State Public Notification requested | 03-DEC-2025 | State | - |
| 20110253 | 2855 | SIF | State Public Notification received | 31-OCT-2025 | State | - |
| 20110250 | 2857 | SIF | State Public Notification received | 10-OCT-2025 | State | - |
| 20110242 | 2858 | SIA | State Violation/Reminder Notice | 03-OCT-2025 | State | - |
| 20110274 | 2875 | SOX | State Compliance achieved | 27-JUN-2025 | State | - |
| 20110228 | 2787 | SOX | State Compliance achieved | 06-MAY-2025 | State | 20250506; MRILEY; VIOL SOX'D DUE TO RECEIVING 4Q2024 COMPLETE OER. |
| 20110207 | 2785 | SOX | State Compliance achieved | 12-DEC-2024 | State | Viols SOX per RTCR RTC 3A Query 12122024 |
| 20110203 | 2756 | SIF | State Public Notification received | 24-JUN-2024 | State | - |
| 20110203 | 2757 | SIF | State Public Notification received | 24-JUN-2024 | State | - |
| 20110203 | 2758 | SIF | State Public Notification received | 24-JUN-2024 | State | - |
| 20110203 | 2759 | SIF | State Public Notification received | 24-JUN-2024 | State | - |
| 20110203 | 2755 | SIF | State Public Notification received | 24-JUN-2024 | State | - |
| 20110168 | 2648 | SIF | State Public Notification received | 07-JUL-2022 | State | - |
| 20110164 | 2645 | SIF | State Public Notification received | 01-SEP-2021 | State | - |
| 20110158 | 2211 | SIF | State Public Notification received | 20-AUG-2018 | State | - |
| 20110159 | 2231 | SOX | State Compliance achieved | 20-AUG-2018 | State | - |
| 20110138 | 2447 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2448 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2449 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2450 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2451 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2452 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2453 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2454 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2455 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2456 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2457 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2458 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2459 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2460 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2461 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2462 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2463 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2464 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2465 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2466 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2467 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2468 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2469 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2470 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2471 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2472 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2473 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2474 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2475 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2476 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2477 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2478 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2479 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |
| 20110138 | 2480 | SOX | State Compliance achieved | 04-FEB-2014 | State | 02/04/2014; AKATTERJ; REVIEW REQUEST FROM ENFORCEMENT TEAM |