| 4213 | 135774 | SIA | State Violation/Reminder Notice | 07-DEC-2021 | State | - |
| 4212 | 135773 | SOX | State Compliance achieved | 01-JUL-2020 | State | RTC WHEN NO SUBSEQUENT VIOL |
| 4207 | 135771 | SOX | State Compliance achieved | 31-DEC-2018 | State | RTC WITH PN DONE AND NO SUBSEQUENT VIOL |
| 4207 | 135769 | SOX | State Compliance achieved | 31-DEC-2018 | State | RTC WITH PN DONE AND NO SUBSEQUENT VIOL |
| 4207 | 135770 | SOX | State Compliance achieved | 31-DEC-2018 | State | RTC WITH PN DONE AND NO SUBSEQUENT VIOL |
| 4206 | 135767 | SFO | State Administrative/Compliance Order with penalty issued | 12-DEC-2018 | State | - |
| 4206 | 135768 | SFO | State Administrative/Compliance Order with penalty issued | 12-DEC-2018 | State | - |
| 4206 | 135765 | SFO | State Administrative/Compliance Order with penalty issued | 12-DEC-2018 | State | - |
| 4210 | 135764 | SOX | State Compliance achieved | 12-DEC-2018 | State | RTC WITH FORMAL ORDER ISSUED |
| 4206 | 135766 | SFO | State Administrative/Compliance Order with penalty issued | 12-DEC-2018 | State | - |
| 4205 | 135772 | SIF | State Public Notification received | 27-NOV-2018 | State | - |
| 4184 | 135724 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135725 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135726 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135727 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135728 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135729 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135730 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135731 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135732 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135733 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135734 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135735 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135736 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135737 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135738 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135739 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135740 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135741 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135742 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135743 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135744 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135745 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135746 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135747 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135748 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135749 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135750 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135751 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135752 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135753 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135754 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135755 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135756 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135757 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135758 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135759 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4184 | 135760 | SFO | State Administrative/Compliance Order with penalty issued | 14-JUN-2016 | State | ALL REQUIREMENTS OF ORDER HAVE BEEN MET 01/01/17 |
| 4209 | 135761 | SOX | State Compliance achieved | 14-JUN-2016 | State | RTC WITH FORMAL ORDER ISSUED |
| 4209 | 135762 | SOX | State Compliance achieved | 14-JUN-2016 | State | RTC WITH FORMAL ORDER ISSUED |