| 2755 | 77934 | SIA | State Violation/Reminder Notice | 18-NOV-2024 | State | - |
| 2754 | 77933 | SIA | State Violation/Reminder Notice | 10-OCT-2023 | State | - |
| 2752 | 77931 | SIA | State Violation/Reminder Notice | 28-NOV-2022 | State | - |
| 2756 | 77929 | SOX | State Compliance achieved | 06-OCT-2022 | State | - |
| 2751 | 77930 | SOX | State Compliance achieved | 01-AUG-2022 | State | CCR RECEIVED LATE |
| 2746 | 77928 | SIA | State Violation/Reminder Notice | 15-DEC-2021 | State | - |
| 2746 | 77927 | SIA | State Violation/Reminder Notice | 15-DEC-2021 | State | - |
| 2745 | 77911 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77913 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77914 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77915 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77920 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77921 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77912 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2745 | 77922 | SOX | State Compliance achieved | 23-JUN-2020 | State | RTC CODE ADDED DUE TO ORDER ADDRESSING VIOL |
| 2729 | 77910 | SIA | State Violation/Reminder Notice | 09-JUL-2019 | State | - |
| 2722 | 77907 | SOX | State Compliance achieved | 30-JUN-2009 | State | - |
| 2720 | 77906 | SIF | State Public Notification received | 13-MAR-2009 | State | IN THEIR CCR |
| 1 | 77905 | SIA | State Violation/Reminder Notice | 05-AUG-2008 | State | - |
| 533 | 1078 | SIF | State Public Notification received | 11-NOV-2005 | State | - |
| 1628 | 24205 | SIF | State Public Notification received | 11-FEB-2005 | State | - |
| 1354 | 77904 | SIE | State Public Notification requested | 02-JUL-2004 | State | - |
| 9510821 | 9403207 | SOX | State Compliance achieved | 30-SEP-1995 | State | - |
| 87E0002 | 8701446 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701450 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701452 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701453 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701454 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701455 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701456 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701457 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701458 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701459 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701460 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701461 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701462 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 87E0002 | 8701463 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1987 | State | - |
| 86E0003 | 8601503 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601504 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601506 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601507 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601508 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601510 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601511 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 86E0003 | 8601512 | SFL | State Administrative/Compliance Order without penalty issued | 30-SEP-1986 | State | - |
| 85E0003 | 8502646 | SFJ | State Formal Notice of Violation issued | 30-SEP-1985 | State | - |
| 85E0003 | 8502627 | SFJ | State Formal Notice of Violation issued | 30-SEP-1985 | State | - |
| 85E0003 | 8502628 | SFJ | State Formal Notice of Violation issued | 30-SEP-1985 | State | - |
| 85E0003 | 8502630 | SFJ | State Formal Notice of Violation issued | 30-SEP-1985 | State | - |
| 85E0003 | 8502631 | SFJ | State Formal Notice of Violation issued | 30-SEP-1985 | State | - |