| 3521 | 17011 | SOX | State Compliance achieved | 09-JUL-2015 | State | - |
| 3518 | 17009 | SOX | State Compliance achieved | 17-APR-2014 | State | - |
| 3518 | 17010 | SOX | State Compliance achieved | 17-APR-2014 | State | - |
| 3513 | 17008 | SOX | State Compliance achieved | 24-SEP-2012 | State | - |
| 3309 | 16909 | SFJ | State Formal Notice of Violation issued | 30-OCT-2008 | State | - |
| 3008 | 16808 | SIE | State Public Notification requested | 01-AUG-2008 | State | - |
| 3108 | 16708 | SOX | State Compliance achieved | 17-JUN-2008 | State | - |
| 3108 | 16607 | SOX | State Compliance achieved | 17-JUN-2008 | State | - |
| 2407 | 16507 | SOX | State Compliance achieved | 03-APR-2007 | State | - |
| 2107 | 14106 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 16106 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 12706 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 12806 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 12906 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13006 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13306 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13406 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13506 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13606 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13706 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13806 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 13906 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14006 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 16406 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14206 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14406 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14506 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14606 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14706 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 14806 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15006 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15406 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15506 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15606 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15706 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15806 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 2107 | 15906 | SOX | State Compliance achieved | 18-OCT-2006 | State | - |
| 3510 | 17006 | SOX | State Compliance achieved | 01-JUN-2006 | State | - |
| 3510 | 5705 | SOX | State Compliance achieved | 01-JUN-2006 | State | - |
| 1605 | 1204 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 12205 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 2604 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3004 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3104 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3204 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3304 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3504 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3604 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3704 | SOX | State Compliance achieved | 22-APR-2005 | State | - |
| 1605 | 3804 | SOX | State Compliance achieved | 22-APR-2005 | State | - |