| 4045 | 10541 | SOX | State Compliance achieved | 08-DEC-2016 | State | - |
| 4043 | 10540 | SOX | State Compliance achieved | 11-APR-2016 | State | - |
| 4041 | 10539 | SOX | State Compliance achieved | 21-SEP-2015 | State | - |
| 4039 | 10538 | SIA | State Violation/Reminder Notice | 01-JUN-2015 | State | - |
| 4038 | 10537 | SOX | State Compliance achieved | 10-MAR-2015 | State | - |
| 4036 | 10536 | SOX | State Compliance achieved | 10-MAR-2015 | State | - |
| 4032 | 10526 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10535 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10534 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10533 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10532 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10531 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10530 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10529 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10528 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10527 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10525 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4032 | 10524 | SOX | State Compliance achieved | 05-MAR-2015 | State | - |
| 4027 | 10515 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4021 | 10511 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4027 | 10516 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4023 | 10512 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4025 | 10513 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4027 | 10517 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4029 | 10522 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4029 | 10521 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4029 | 10520 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4027 | 10518 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 4029 | 10523 | SOX | State Compliance achieved | 11-SEP-2014 | State | - |
| 1909 | 1007 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1107 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1207 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1307 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1407 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1507 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1607 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1707 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1807 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 1907 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 2007 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 1909 | 2107 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2207 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2307 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2407 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2507 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2607 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2707 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2807 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 2907 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |
| 2209 | 3007 | SOX | State Compliance achieved | 12-FEB-2009 | State | - |