| 2877 | 6836 | SOX | State Compliance achieved | 18-NOV-2019 | State | - |
| 2871 | 6833 | SOX | State Compliance achieved | 06-AUG-2019 | State | - |
| 2867 | 6831 | SOX | State Compliance achieved | 22-NOV-2017 | State | - |
| 2867 | 6830 | SOX | State Compliance achieved | 22-NOV-2017 | State | - |
| 2864 | 6829 | SOX | State Compliance achieved | 22-NOV-2017 | State | - |
| 2864 | 6828 | SOX | State Compliance achieved | 22-NOV-2017 | State | - |
| 2861 | 6827 | SOX | State Compliance achieved | 13-APR-2016 | State | - |
| 2855 | 6826 | SOX | State Compliance achieved | 09-FEB-2016 | State | - |
| 2826 | 6812 | SIF | State Public Notification received | 18-APR-2011 | State | pn in awqr |
| 1906 | 6307 | SOX | State Compliance achieved | 22-SEP-2006 | State | - |
| 902 | 5803 | SOX | State Compliance achieved | 27-AUG-2002 | State | Old External System Number: 98506 |
| 601 | 3001 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3101 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3201 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3401 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3601 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3701 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3801 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 3901 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 4301 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2901 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2801 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2601 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2401 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2301 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2201 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 2101 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 1701 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 1101 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 601 | 1001 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 501 | 401 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75755 |
| 601 | 3301 | SOX | State Compliance achieved | 18-SEP-2001 | State | Old External System Number: 75756 |
| 2096 | 394 | SOX | State Compliance achieved | 31-DEC-1995 | State | Action created 10/30/2006 to address a historical SNC. |