| 6863 | 4054 | SIE | State Public Notification requested | 21-AUG-2025 | State | - |
| 6861 | 4052 | SIE | State Public Notification requested | 26-NOV-2024 | State | - |
| 6861 | 4053 | SIE | State Public Notification requested | 26-NOV-2024 | State | - |
| 6859 | 4051 | SOX | State Compliance achieved | 13-NOV-2024 | State | - |
| 6853 | 4049 | SOX | State Compliance achieved | 09-NOV-2021 | State | - |
| 6853 | 4048 | SOX | State Compliance achieved | 09-NOV-2021 | State | - |
| 6854 | 4036 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4046 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4047 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4037 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4045 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4044 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4043 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4042 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4041 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4040 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4039 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6854 | 4038 | SOX | State Compliance achieved | 14-SEP-2021 | State | - |
| 6845 | 4034 | SIE | State Public Notification requested | 22-OCT-2015 | State | - |
| 6841 | 4033 | SIE | State Public Notification requested | 15-JUL-2015 | State | - |
| 6841 | 4032 | SIE | State Public Notification requested | 15-JUL-2015 | State | - |
| 6839 | 4031 | SIE | State Public Notification requested | 10-JUN-2015 | State | - |
| 6843 | 4030 | SOX | State Compliance achieved | 03-JUN-2015 | State | - |
| 6846 | 4017 | SOX | State Compliance achieved | 19-NOV-2014 | State | - |
| 6834 | 4025 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4029 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4028 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4027 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4026 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4024 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4023 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4022 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4021 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4020 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4019 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6834 | 4018 | SOX | State Compliance achieved | 01-MAR-2013 | State | - |
| 6829 | 4015 | SOX | State Compliance achieved | 02-AUG-2012 | State | - |
| 6825 | 4014 | SOX | State Compliance achieved | 06-JUN-2012 | State | - |
| 6819 | 4013 | SOX | State Compliance achieved | 22-DEC-2010 | State | - |
| 6817 | 395 | SOX | State Compliance achieved | 02-NOV-2010 | State | - |
| 6817 | 293 | SOX | State Compliance achieved | 02-NOV-2010 | State | - |
| 6817 | 193 | SOX | State Compliance achieved | 02-NOV-2010 | State | - |
| 6817 | 497 | SOX | State Compliance achieved | 02-NOV-2010 | State | - |
| 6815 | 2507 | SIF | State Public Notification received | 03-AUG-2010 | State | - |
| 6816 | 2707 | SOX | State Compliance achieved | 22-JUL-2010 | State | - |
| 5908 | 3908 | SOX | State Compliance achieved | 23-SEP-2008 | State | - |
| 5908 | 3808 | SOX | State Compliance achieved | 23-SEP-2008 | State | - |
| 6608 | 1100 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |
| 6208 | 1801 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |
| 6308 | 1601 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |