| 926 | 1552 | SOX | State Compliance achieved | 10-AUG-2018 | State | - |
| 927 | 1549 | SOX | State Compliance achieved | 01-MAR-2018 | State | - |
| 915 | 1520 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1545 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1544 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1543 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1542 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1540 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1539 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1538 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1537 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1535 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1534 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1533 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1532 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1530 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1512 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1513 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1514 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1515 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1517 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1518 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1519 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1522 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1523 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1524 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1525 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1527 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1528 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 915 | 1529 | SOX | State Compliance achieved | 16-MAY-2013 | State | violation resolved based on RAD sample results received. COMPOSITE OF 4thQ2012 and 1stQ2013 |
| 912 | 1510 | SOX | State Compliance achieved | 20-SEP-2011 | State | PWS sample 5 samples for TCR instead of the usual 1 in September 2011 (9/5 and 9/20). These should have been done in August. |
| 910 | 1509 | SOX | State Compliance achieved | 06-JUL-2010 | State | Received 2009 AWQR. |
| 908 | 1508 | SO6 | State Intentional no-action | 31-JUL-2008 | State | - |
| 807 | 1206 | SOX | State Compliance achieved | 26-OCT-2006 | State | - |
| 807 | 1306 | SOX | State Compliance achieved | 26-OCT-2006 | State | - |
| 807 | 1406 | SOX | State Compliance achieved | 26-OCT-2006 | State | - |
| 406 | 1105 | SOX | State Compliance achieved | 21-NOV-2005 | State | - |
| 406 | 1006 | SOX | State Compliance achieved | 21-NOV-2005 | State | - |
| 406 | 905 | SOX | State Compliance achieved | 21-NOV-2005 | State | - |
| 406 | 805 | SOX | State Compliance achieved | 21-NOV-2005 | State | - |
| 406 | 705 | SOX | State Compliance achieved | 21-NOV-2005 | State | - |
| 205 | 405 | SOX | State Compliance achieved | 12-MAY-2005 | State | - |
| 205 | 505 | SOX | State Compliance achieved | 12-MAY-2005 | State | - |
| 929 | 201 | SOX | State Compliance achieved | 22-MAR-2001 | State | - |