| 918 | 870 | SOX | State Compliance achieved | 17-JUL-2019 | State | - |
| 915 | 832 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 866 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 865 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 864 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 863 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 862 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 861 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 860 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 859 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 858 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 855 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 853 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 852 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 851 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 850 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 849 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 845 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 843 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 822 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 823 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 824 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 825 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 828 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 829 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 830 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 831 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 833 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 834 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 835 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 836 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 837 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 839 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 840 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 841 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 915 | 842 | SOX | State Compliance achieved | 06-AUG-2014 | State | 1st six month standard monitoring for pb/cu taken on 5/7/2014 and SOC waiver in place till 12/31/2015. |
| 914 | 821 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 810 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 811 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 812 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 813 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 814 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 820 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 819 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 818 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 817 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 816 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 914 | 815 | SOX | State Compliance achieved | 24-FEB-2013 | State | Primary IOC taken on this day |
| 909 | 809 | SO+ | State no additional Formal Action needed | 07-NOV-2008 | State | - |
| 508 | 708 | SFJ | State Formal Notice of Violation issued | 20-AUG-2008 | State | See comments on main page. |