| 5951 | 18625 | SOX | State Compliance achieved | 04-APR-2024 | State | - |
| 5950 | 18624 | SOX | State Compliance achieved | 27-FEB-2023 | State | - |
| 5948 | 18623 | SOX | State Compliance achieved | 24-SEP-2020 | State | - |
| 5924 | 18617 | SIE | State Public Notification requested | 19-OCT-2011 | State | - |
| 5926 | 18616 | SOX | State Compliance achieved | 05-JAN-2011 | State | - |
| 5926 | 18615 | SOX | State Compliance achieved | 05-JAN-2011 | State | - |
| 5922 | 18614 | SOX | State Compliance achieved | 24-SEP-2010 | State | - |
| 5916 | 18613 | SIF | State Public Notification received | 21-APR-2010 | State | - |
| 5916 | 18612 | SIF | State Public Notification received | 21-APR-2010 | State | - |
| 5917 | 18611 | SOX | State Compliance achieved | 03-FEB-2010 | State | - |
| 5910 | 18609 | SOX | State Compliance achieved | 10-JUL-2009 | State | - |
| 5908 | 102 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |
| 5108 | 18408 | SOX | State Compliance achieved | 27-DEC-2007 | State | - |
| 5208 | 18308 | SOX | State Compliance achieved | 15-NOV-2007 | State | - |
| 3207 | 18007 | SIE | State Public Notification requested | 22-FEB-2007 | State | - |
| 3907 | 17907 | SOX | State Compliance achieved | 27-DEC-2006 | State | - |
| 2906 | 17806 | SIF | State Public Notification received | 27-FEB-2006 | State | - |
| 2306 | 17706 | SOX | State Compliance achieved | 23-JAN-2006 | State | - |
| 2306 | 17606 | SOX | State Compliance achieved | 23-JAN-2006 | State | - |
| 3606 | 17506 | SOX | State Compliance achieved | 06-JAN-2006 | State | - |
| 3306 | 17206 | SOX | State Compliance achieved | 23-DEC-2005 | State | - |
| 3306 | 17306 | SOX | State Compliance achieved | 23-DEC-2005 | State | - |
| 3306 | 17406 | SOX | State Compliance achieved | 23-DEC-2005 | State | - |
| 3306 | 17106 | SOX | State Compliance achieved | 23-DEC-2005 | State | - |
| 2405 | 16905 | SOX | State Compliance achieved | 26-SEP-2005 | State | - |
| 3705 | 16805 | SOX | State Compliance achieved | 25-JUL-2005 | State | - |
| 2705 | 16705 | SOX | State Compliance achieved | 21-MAR-2005 | State | - |
| 604 | 16304 | SFJ | State Formal Notice of Violation issued | 12-DEC-2003 | State | - |
| 3803 | 16504 | SOX | State Compliance achieved | 07-AUG-2003 | State | - |
| 403 | 1703 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 2103 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 2503 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 2603 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 2703 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 2803 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3003 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3203 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3303 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3403 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3503 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3603 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3703 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 3803 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 4003 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 4103 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 4203 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 4303 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 4703 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 6003 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |
| 403 | 6103 | SOX | State Compliance achieved | 31-MAR-2003 | State | Old External System Number: 89890 |