| 4523 | 7317 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7346 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7343 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7341 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7340 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7339 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7338 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7337 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7333 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7331 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7330 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7329 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7328 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7327 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7325 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7324 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7310 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7311 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7312 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7313 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7316 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7347 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7318 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7319 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7320 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7321 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7322 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4523 | 7323 | SOX | State Compliance achieved | 04-AUG-2015 | State | - |
| 4209 | 7309 | SIF | State Public Notification received | 09-MAR-2009 | State | - |
| 4408 | 1203 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |
| 4308 | 1102 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |
| 4508 | 1002 | SOX | State Compliance achieved | 01-MAR-2008 | State | This Enforcement Action was created by an Automatic Return To Compliance program. |
| 2105 | 7105 | SIF | State Public Notification received | 27-JAN-2005 | State | - |
| 1804 | 7005 | SIE | State Public Notification requested | 06-DEC-2003 | State | - |
| 1E02 | 9999997 | SOX | State Compliance achieved | 01-JUN-2001 | ODSWeb | - |
| 1E00 | 1V00 | EOX | Federal Compliance achieved | 24-APR-2000 | ODSWeb | - |
| 797 | 797 | SIE | State Public Notification requested | 13-JAN-1997 | State | Old External System Number: 9319 |
| 2597 | 897 | SOX | State Compliance achieved | 31-OCT-1996 | State | - |
| 696 | 596 | SIE | State Public Notification requested | 03-JAN-1996 | State | Old External System Number: 9367 |
| 2496 | 696 | SOX | State Compliance achieved | 30-NOV-1995 | State | - |
| 595 | 495 | SFJ | State Formal Notice of Violation issued | 25-NOV-1994 | State | Old External System Number: 9172 |
| 495 | 395 | SFJ | State Formal Notice of Violation issued | 25-NOV-1994 | State | Old External System Number: 9171 |
| 395 | 295 | SFJ | State Formal Notice of Violation issued | 24-OCT-1994 | State | Old External System Number: 9028 |
| 295 | 195 | SFJ | State Formal Notice of Violation issued | 24-OCT-1994 | State | Old External System Number: 9027 |