| 3440599 | 3240743 | SOX | State Compliance achieved | 25-NOV-2025 | State | BRG |
| 3440590 | 3240740 | SIA | State Violation/Reminder Notice | 12-NOV-2024 | State | Migrated by MTS 3.0 on 03-27-2025 |
| 3440590 | 3240741 | SIA | State Violation/Reminder Notice | 12-NOV-2024 | State | Migrated by MTS 3.0 on 03-27-2025 |
| 3440589 | 3240739 | SOX | State Compliance achieved | 15-APR-2024 | State | - |
| 3440588 | 3240738 | SOX | State Compliance achieved | 28-FEB-2024 | State | - |
| 3440587 | 3240735 | SIF | State Public Notification received | 28-FEB-2024 | State | Created by eCERT |
| 3440579 | 3240737 | SOX | State Compliance achieved | 21-JUN-2023 | State | - |
| 3440579 | 3240736 | SOX | State Compliance achieved | 21-JUN-2023 | State | - |
| 3440574 | 3240733 | SIF | State Public Notification received | 14-SEP-2021 | State | Created by eCERT |
| 3440573 | 3240734 | SOX | State Compliance achieved | 27-OCT-2020 | State | - |
| 3440563 | 3240731 | SOX | State Compliance achieved | 04-MAY-2020 | State | - |
| 3440560 | 3240730 | SOX | State Compliance achieved | 16-OCT-2019 | State | - |
| 3440552 | 3240721 | SOX | State Compliance achieved | 31-JUL-2013 | State | - |
| 3440555 | 3240713 | SOX | State Compliance achieved | 17-OCT-2012 | State | - |
| 3440555 | 3240714 | SOX | State Compliance achieved | 17-OCT-2012 | State | - |
| 3440555 | 3240712 | SOX | State Compliance achieved | 17-OCT-2012 | State | - |
| 3440551 | 3240726 | SOX | State Compliance achieved | 02-JUL-2012 | State | Migrated by MTS 3.0 on 07-31-13 |
| 3440529 | 3240720 | SOX | State Compliance achieved | 30-JUN-2009 | State | - |
| 3440302 | 402 | SOX | State Compliance achieved | 01-AUG-2006 | State | SDWIS CCR VIOLATIONS WITHOUT SOX ENF ACTIONS GENERATED BY GEC |
| 1505 | 3805 | SOX | State Compliance achieved | 23-MAR-2005 | State | -Old ESN: 17193 |
| 1505 | 3705 | SOX | State Compliance achieved | 23-MAR-2005 | State | -Old ESN: 17193 |
| 1203 | 2803 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 3103 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 3303 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 3403 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 3503 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 3603 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 2503 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 2403 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 2303 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 2203 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 2103 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 2003 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 1903 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 1603 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 1503 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 1403 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 1303 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 1203 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 903 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 803 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 703 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 603 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 503 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 1203 | 3203 | SOX | State Compliance achieved | 30-JAN-2003 | State | -Old ESN: 11717 |
| 701 | 301 | SOX | State Compliance achieved | 30-APR-2001 | State | -Old ESN: 4006 |
| 400 | 200 | SOX | State Compliance achieved | 19-NOV-1999 | State | -Old ESN: 6942 |