| 534216 | 170701 | SOX | State Compliance achieved | 02-DEC-2024 | State | - |
| 1 | 4301 | SOX | State Compliance achieved | 27-FEB-2007 | State | The violation was SOXed using automatic SOX routine - 103008 |
| 2 | 4201 | SOX | State Compliance achieved | 27-FEB-2007 | State | The violation was SOXed using automatic SOX routine - 103008 |
| 532307 | 1598 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533307 | 4198 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533407 | 3798 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 534107 | 3598 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533507 | 3498 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533607 | 3398 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533707 | 3198 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533807 | 3098 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532507 | 2898 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532607 | 2798 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533907 | 298 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 534207 | 398 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 534007 | 598 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533207 | 798 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533107 | 998 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 533007 | 1098 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532907 | 1298 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532407 | 1498 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532207 | 1698 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532107 | 1998 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532007 | 2098 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 531907 | 2198 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 531807 | 2298 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532807 | 2598 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 532707 | 2698 | SOX | State Compliance achieved | 02-NOV-2006 | State | SOX MIGRATION BY SJ ON 021207 |
| 531703 | 4403 | SOX | State Compliance achieved | 01-AUG-2006 | State | SDWIS CCR VIOLATIONS WITHOUT SOX ENF ACTIONS GENERATED BY GEC |
| 1604 | 5104 | SOX | State Compliance achieved | 09-JUN-2004 | State | -Old ESN: 26791 |
| 1304 | 5003 | SOX | State Compliance achieved | 09-DEC-2003 | State | -Old ESN: 8203 |
| 1304 | 4903 | SOX | State Compliance achieved | 09-DEC-2003 | State | -Old ESN: 8203 |
| 1304 | 4503 | SOX | State Compliance achieved | 09-DEC-2003 | State | -Old ESN: 8203 |
| 598 | 1198 | SIE | State Public Notification requested | 13-AUG-1998 | State | -Old ESN: 6037 |
| 598 | 2398 | SIE | State Public Notification requested | 13-AUG-1998 | State | -Old ESN: 6037 |
| 598 | 2498 | SIE | State Public Notification requested | 13-AUG-1998 | State | -Old ESN: 6037 |
| 598 | 898 | SIE | State Public Notification requested | 13-AUG-1998 | State | -Old ESN: 6037 |
| 394 | 194 | SOX | State Compliance achieved | 01-JUL-1994 | State | -Old ESN: 16526 |