| 1216973 | 5454336 | SOX | State Compliance achieved | 10-DEC-2025 | State | SOX'd with CN received via email on 12/10/2025 - JD 12/11/2025 |
| 1216977 | 5454338 | SOX | State Compliance achieved | 06-OCT-2025 | State | 10/17/2025 2024 Cert Form received on 10/16/2025. KK; |
| 1216975 | 5454337 | SOX | State Compliance achieved | 17-JUL-2025 | State | 10/17/2025 2024 CCR received on 10/16/2025. KK; |
| 1216971 | 5454334 | SOX | State Compliance achieved | 08-FEB-2024 | State | New owner on 20240112 SSICLIST, soxing violation - MS 02/08/2024 |
| 1216970 | 5454335 | SOX | State Compliance achieved | 02-SEP-2022 | State | CCR 2021 received on 9/2/22-MRF(9/2/22) |
| 1216966 | 5454333 | SOX | State Compliance achieved | 03-AUG-2020 | State | 8/4/2020 2019 CCR submitted on 8/3/2020, SJP; |
| 1216964 | 5454332 | SOX | State Compliance achieved | 20-JUL-2019 | State | 8/4/2020 2018 CCR submitted on 7/20/2019, SJP; |
| 1216962 | 5454330 | SOX | State Compliance achieved | 14-FEB-2019 | State | - |
| 1216962 | 5454331 | SOX | State Compliance achieved | 14-FEB-2019 | State | - |
| 1216948 | 5454324 | SOX | State Compliance achieved | 13-NOV-2018 | State | SOXing with 11/13/18 CN submittal-MRF(5/10/21) |
| 1216959 | 5454329 | SOX | State Compliance achieved | 30-JUL-2018 | State | 7/31/2018 2017 CCR received 7/30/2018, SJP; |
| 1216957 | 5454328 | SOX | State Compliance achieved | 26-JUL-2018 | State | - |
| 1216953 | 5454327 | SOX | State Compliance achieved | 07-FEB-2018 | State | - |
| 1216953 | 5454326 | SOX | State Compliance achieved | 07-FEB-2018 | State | - |
| 1216950 | 5454325 | SOX | State Compliance achieved | 26-JUL-2017 | State | 7/26/2017 CCR received, SJP; |
| 1216946 | 5454323 | SOX | State Compliance achieved | 03-AUG-2015 | State | - |
| 1216944 | 5454322 | SOX | State Compliance achieved | 24-APR-2015 | State | - |
| 1216944 | 5454321 | SOX | State Compliance achieved | 24-APR-2015 | State | - |
| 1216934 | 5454320 | SOX | State Compliance achieved | 15-APR-2015 | State | - |
| 1216931 | 5454317 | SOX | State Compliance achieved | 15-JUL-2014 | State | RTC |
| 1216931 | 5454316 | SOX | State Compliance achieved | 15-JUL-2014 | State | RTC |
| 1216928 | 5454315 | SOX | State Compliance achieved | 29-APR-2014 | State | - |
| 1216925 | 5454314 | SOX | State Compliance achieved | 17-JUL-2012 | State | - |
| 1216924 | 5454312 | SOX | State Compliance achieved | 31-MAY-2011 | State | - |
| 1216912 | 5454310 | SIE | State Public Notification requested | 18-JAN-2011 | State | - |
| 1216209 | 428097 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 1216509 | 5452106 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 1216309 | 1027295 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 1216409 | 865695 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 1215909 | 5452207 | SO+ | State no additional Formal Action needed | 07-NOV-2008 | State | - |
| 1215809 | 5452309 | SIE | State Public Notification requested | 01-NOV-2008 | State | - |
| 1215107 | 5449604 | SOX | State Compliance achieved | 06-JUN-2007 | State | 9/26/06 |
| 1213405 | 5451505 | SOX | State Compliance achieved | 06-JUN-2007 | State | Multiple SOX actions - JD 01/08/2026 |
| 1212605 | 5449905 | SOX | State Compliance achieved | 21-JAN-2005 | State | - |
| 1214005 | 5450905 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214405 | 5450005 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214405 | 5450205 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214405 | 5450105 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214405 | 5450305 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1213605 | 5451405 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1213605 | 5451305 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1213605 | 5451205 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1213605 | 5451105 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1213605 | 5451005 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214005 | 5450805 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214005 | 5450705 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214005 | 5450605 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214005 | 5450505 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1214405 | 5450405 | SIE | State Public Notification requested | 03-JAN-2005 | State | - |
| 1212204 | 5449704 | SOX | State Compliance achieved | 30-JAN-2004 | State | Completed baseline in 2001. - sjm |