| 5412480 | 5504633 | SOX | State Compliance achieved | 04-AUG-2020 | State | 8/4/2020 2019 CCR received, SJP; |
| 5412478 | 5504632 | SOX | State Compliance achieved | 23-JUL-2019 | State | 7/24/2019 2018 CCR received, SJP; |
| 5412475 | 5504631 | SIE | State Public Notification requested | 02-FEB-2017 | State | - |
| 5412466 | 5504628 | SOX | State Compliance achieved | 11-JUL-2016 | State | - |
| 5412470 | 5504629 | SIF | State Public Notification received | 11-APR-2016 | State | - |
| 5412462 | 5504627 | SOX | State Compliance achieved | 12-OCT-2015 | State | - |
| 5412455 | 5504626 | SOX | State Compliance achieved | 12-JAN-2015 | State | RTC with 5 samples taken on 1/12/2015 EEE |
| 5412445 | 5504624 | SIE | State Public Notification requested | 24-JAN-2014 | State | - |
| 5412442 | 5504623 | SIA | State Violation/Reminder Notice | 20-DEC-2013 | State | - |
| 5412440 | 5504619 | SOX | State Compliance achieved | 18-DEC-2013 | State | - |
| 5412441 | 5504618 | SOX | State Compliance achieved | 18-DEC-2013 | State | - |
| 5412435 | 5504617 | SOX | State Compliance achieved | 28-DEC-2012 | State | RTC with samples taken on 12/27/2012 and 12/28/2012 EEE |
| 5412429 | 5504613 | SOX | State Compliance achieved | 27-OCT-2012 | State | - |
| 5412429 | 5504612 | SOX | State Compliance achieved | 27-OCT-2012 | State | - |
| 5412429 | 5504611 | SOX | State Compliance achieved | 27-OCT-2012 | State | - |
| 5412428 | 5504615 | SOX | State Compliance achieved | 23-OCT-2012 | State | - |
| 5412426 | 5504614 | SOX | State Compliance achieved | 27-JAN-2012 | State | TR5 completed on 01/27/2012.CECM |
| 5412415 | 5504610 | SOX | State Compliance achieved | 10-NOV-2010 | State | - |
| 5412414 | 5504609 | SOX | State Compliance achieved | 09-NOV-2010 | State | - |
| 5412409 | 5502805 | SOX | State Compliance achieved | 12-AUG-2009 | State | SOX-RTC MIGRATION 8/12/09 |
| 5412309 | 5495796 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 5504408 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 5504207 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 5503506 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 1332799 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 700297 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 273295 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412309 | 174795 | SOX | State Compliance achieved | 04-FEB-2009 | State | 6 months no MCL or MR violations. LRA 2/4/2009 |
| 5412009 | 5504307 | SOX | State Compliance achieved | 22-OCT-2008 | State | System RTC per receipt of 2007 CCR.EK |
| 5412109 | 5504508 | SO+ | State no additional Formal Action needed | 16-OCT-2008 | State | - |
| 5407805 | 5500105 | SOX | State Compliance achieved | 25-SEP-2008 | State | Multiple SOX actions - JD 09/23/2025 |
| 5411508 | 5504608 | SOX | State Compliance achieved | 14-AUG-2008 | State | CCR received late. EK |
| 5409306 | 5497202 | SOX | State Compliance achieved | 07-JUN-2006 | State | - |
| 5409206 | 5504006 | SOX | State Compliance achieved | 14-FEB-2006 | State | 12/27/05 |
| 5409206 | 5504106 | SOX | State Compliance achieved | 14-FEB-2006 | State | 12/27/05 |
| 5408105 | 5497102 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5497002 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496902 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496802 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496302 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5497302 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496502 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496602 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496702 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496202 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5408105 | 5496402 | SOX | State Compliance achieved | 19-SEP-2005 | State | - |
| 5407003 | 5495901 | SOX | State Compliance achieved | 09-DEC-2002 | State | - |