| 5513103 | 869079 | SOX | State Compliance achieved | 04-NOV-2025 | State | SOX upon receipt of Oct 2025 Cl2 report on 11/4/25. DMJ |
| 5513099 | 869078 | SOX | State Compliance achieved | 28-JAN-2025 | State | 02/14/2025 RTC with samples (3) taken 01/28/2025 GEM |
| 5513096 | 869077 | SOX | State Compliance achieved | 25-SEP-2024 | State | TG samples collected on 9/25/24. DMJ |
| 5513092 | 869076 | SOX | State Compliance achieved | 08-JUL-2024 | State | Samples collected in 2023 as required, soxxing violation today - MS 7/8/2024 |
| 5513089 | 869075 | SOX | State Compliance achieved | 18-AUG-2021 | State | - |
| 5513089 | 869074 | SOX | State Compliance achieved | 18-AUG-2021 | State | - |
| 5513085 | 869073 | SIF | State Public Notification received | 21-SEP-2020 | State | - |
| 5513078 | 869072 | SOX | State Compliance achieved | 06-DEC-2016 | State | - |
| 5513068 | 869069 | SOX | State Compliance achieved | 10-MAY-2016 | State | - |
| 5513062 | 869042 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513065 | 869068 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513071 | 869067 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869066 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869062 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869061 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869060 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869059 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869058 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869054 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869052 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869051 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869050 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869049 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869048 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869031 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869032 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869033 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869034 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869037 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869038 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869039 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869040 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869041 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869043 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869044 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869045 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513062 | 869046 | SOX | State Compliance achieved | 27-APR-2016 | State | - |
| 5513059 | 869029 | SOX | State Compliance achieved | 10-NOV-2015 | State | - |
| 5513053 | 869028 | SOX | State Compliance achieved | 19-OCT-2015 | State | taken 12/15/2015 JP |
| 5513058 | 869013 | SOX | State Compliance achieved | 24-JUN-2015 | State | - |
| 5513048 | 869020 | SOX | State Compliance achieved | 31-DEC-2013 | State | START DBP2 SOX CDBP 2012 VIOLATION. JRJ |
| 5513048 | 869021 | SOX | State Compliance achieved | 31-DEC-2013 | State | START DBP2 SOX CDBP 2012 VIOLATION. JRJ |
| 5513072 | 869016 | SOX | State Compliance achieved | 18-JUL-2012 | State | 7/20/2016 2011 CCR and Cert Form was found in files and date stamped 7/18/2012, SJP; |
| 5513037 | 869015 | SOX | State Compliance achieved | 02-MAR-2012 | State | - |
| 5513031 | 869014 | SIE | State Public Notification requested | 19-OCT-2011 | State | - |
| 5513017 | 869010 | SOX | State Compliance achieved | 02-AUG-2010 | State | - |
| 5513010 | 868508 | SOX | State Compliance achieved | 07-MAY-2010 | State | 6 months no MCL or MR violations. LRA 5/7/2010 |
| 5513010 | 868908 | SOX | State Compliance achieved | 07-MAY-2010 | State | 6 months no MCL or MR violations. LRA 5/7/2010 |
| 5513009 | 867999 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 5512909 | 868101 | SOX | State Compliance achieved | 07-JAN-2009 | State | 6 months no MCL or MR violations. LRA 1/7/2009 |