| 5412 | 1543168 | SOX | State Compliance achieved | 22-DEC-2025 | State | - |
| 5423 | 1543171 | SIF | State Public Notification received | 14-JUL-2025 | State | 7/15/25 PN received 7/14/25. KK |
| 5416 | 1543170 | SIE | State Public Notification requested | 11-APR-2025 | State | - |
| 5413 | 1543169 | SIA | State Violation/Reminder Notice | 04-FEB-2025 | State | - |
| 5409 | 1543167 | SOX | State Compliance achieved | 26-DEC-2024 | State | 12/26/2024 RTC with CCR Cert submitted 12/26/2024 GEM |
| 5405 | 1543166 | SIE | State Public Notification requested | 02-APR-2024 | State | - |
| 5401 | 1543164 | SOX | State Compliance achieved | 18-JUL-2022 | State | 2021 CCR received on 7/18/22-MRF(7/19/22) |
| 5399 | 1543163 | SOX | State Compliance achieved | 14-JAN-2022 | State | Received CN on 1/14/22, SOXed violation-MRF(1/18/22) |
| 5394 | 1543162 | SIE | State Public Notification requested | 09-JUN-2021 | State | - |
| 5403 | 1543165 | SIE | State Public Notification requested | 22-MAR-2021 | State | LMK ADD EA |
| 5392 | 1543159 | SFL | State Administrative/Compliance Order without penalty issued | 29-JUN-2020 | State | PEATS XML 2020-07-07 11:08:54 |
| 5392 | 1543160 | SFL | State Administrative/Compliance Order without penalty issued | 29-JUN-2020 | State | PEATS XML 2020-07-07 11:08:54 |
| 5392 | 1543161 | SFL | State Administrative/Compliance Order without penalty issued | 29-JUN-2020 | State | PEATS XML 2020-07-07 11:08:54 |
| 5367 | 1543156 | SIE | State Public Notification requested | 23-OCT-2018 | State | - |
| 5354 | 1543152 | SOX | State Compliance achieved | 09-AUG-2018 | State | - |
| 5354 | 1543151 | SOX | State Compliance achieved | 09-AUG-2018 | State | - |
| 5336 | 1543145 | SOX | State Compliance achieved | 23-DEC-2016 | State | - |
| 5316 | 1543114 | SIE | State Public Notification requested | 15-NOV-2011 | State | - |
| 4909 | 168592 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 4809 | 1530596 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 5009 | 792895 | SOX | State Compliance achieved | 15-MAY-2009 | State | SOX-RTC MIGRATION 5/15/09 |
| 4708 | 1542908 | SOX | State Compliance achieved | 18-NOV-2008 | State | System sampled 8/18/2008. LRA 11/24/2008 |
| 4307 | 1532105 | SIF | State Public Notification received | 10-AUG-2007 | State | - |
| 4307 | 1531004 | SIF | State Public Notification received | 10-AUG-2007 | State | - |
| 4307 | 1540506 | SIF | State Public Notification received | 10-AUG-2007 | State | - |
| 4307 | 1540105 | SIF | State Public Notification received | 10-AUG-2007 | State | - |
| 4307 | 1532305 | SIF | State Public Notification received | 10-AUG-2007 | State | - |
| 4307 | 1532205 | SIF | State Public Notification received | 10-AUG-2007 | State | - |
| 4007 | 1542807 | SOX | State Compliance achieved | 09-MAY-2007 | State | - |
| 3907 | 1541307 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541507 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541607 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541707 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541807 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541907 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542007 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542107 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542207 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542307 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542407 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542507 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542607 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1542707 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541207 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541107 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1541007 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1540907 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1540807 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1540707 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |
| 3907 | 1540607 | SOX | State Compliance achieved | 09-FEB-2007 | State | FACILITY WENT INACTIVE |