| 8 | 8301806 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 297 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 60395 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8303517 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8303516 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8302006 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 82293 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8301605 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8301504 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8301204 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8301103 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 8 | 8300501 | SOX | State Compliance achieved | 22-JAN-2014 | State | - |
| 7 | 8303510 | SOX | State Compliance achieved | 26-JUL-2012 | State | RTC PER PDWB POLICY, JLW 26JUL12; |
| 3 | 8303515 | SO6 | State Intentional no-action | 31-DEC-2010 | State | Outside of statute of limitations- JM 2/9/11 |
| 3 | 8303514 | SO6 | State Intentional no-action | 31-DEC-2010 | State | Outside of statute of limitations- JM 2/9/11 |
| 3 | 8303512 | SO6 | State Intentional no-action | 31-DEC-2010 | State | Outside of statute of limitations- JM 2/9/11 |
| 3 | 8303513 | SO6 | State Intentional no-action | 31-DEC-2010 | State | Outside of statute of limitations- JM 2/9/11 |
| 1 | 8303509 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8303409 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8303309 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8303209 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8303109 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8303009 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8303511 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8302708 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8302608 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8302508 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8302408 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 1 | 8302909 | SOX | State Compliance achieved | 30-SEP-2010 | State | SOX was performed based on EPAs RTC definition. GEC first migration |
| 250108 | 8302308 | SOX | State Compliance achieved | 30-SEP-2008 | State | '07 CCR received on 9-30-08, DWB 11-17-08 |