| 17 | 66 | SOX | State Compliance achieved | 18-JUN-2012 | State | ENFORCEMENTID :1257546; |
| 16 | 65 | SOX | State Compliance achieved | 18-JUN-2012 | State | ENFORCEMENTID :1257546; |
| 14 | 67 | SIF | State Public Notification received | 30-JUN-2009 | State | ENFORCEMENTID :0847555; CCR |
| 9 | 64 | SOX | State Compliance achieved | 28-APR-2008 | State | ENFORCEMENTID :0740285; CCR CERTIFICATION RECEIVED |
| 6 | 63 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 46 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 47 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 48 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 49 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 50 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 51 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 52 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 53 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 54 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 55 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 56 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 57 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 58 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 59 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 60 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 61 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 62 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 43 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 44 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 6 | 45 | SOX | State Compliance achieved | 15-FEB-2002 | State | ENFORCEMENTID :0228364; LATE REPORT 12/06/01 |
| 5 | 21 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 20 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 19 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 18 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 17 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 16 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 15 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 14 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 13 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 12 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 10 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 9 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 8 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 7 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 6 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 5 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 4 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 3 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 2 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 1 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 5 | 11 | SOX | State Compliance achieved | 15-FEB-2001 | State | ENFORCEMENTID :0125786; REPORT RECEIVED LATE |
| 4 | 41 | SOX | State Compliance achieved | 14-MAR-2000 | State | ENFORCEMENTID :0019409; NO SAMPLES COLLECTED IN 1999 |
| 4 | 42 | SOX | State Compliance achieved | 14-MAR-2000 | State | ENFORCEMENTID :0019409; NO SAMPLES COLLECTED IN 1999 |
| 4 | 39 | SOX | State Compliance achieved | 14-MAR-2000 | State | ENFORCEMENTID :0019409; NO SAMPLES COLLECTED IN 1999 |
| 4 | 38 | SOX | State Compliance achieved | 14-MAR-2000 | State | ENFORCEMENTID :0019409; NO SAMPLES COLLECTED IN 1999 |