| 24 | 35 | SOX | State Compliance achieved | 02-FEB-2011 | State | ENFORCEMENTID :1151092; LATE SAMPLE SUBMISSION |
| 23 | 34 | SOX | State Compliance achieved | 02-FEB-2011 | State | ENFORCEMENTID :1151089; LATE REPORT SUBMISSION |
| 22 | 38 | SOX | State Compliance achieved | 28-JUL-2010 | State | ENFORCEMENTID :1050129; LATE REPORT FOR S1 2010 |
| 15 | 37 | SIA | State Violation/Reminder Notice | 03-MAR-2010 | State | ENFORCEMENTID :1047486; |
| 14 | 36 | SIA | State Violation/Reminder Notice | 03-MAR-2010 | State | ENFORCEMENTID :1047485; LATE REPORT |
| 11 | 33 | SOX | State Compliance achieved | 24-JUL-2007 | State | ENFORCEMENTID :0738487; PHONECOM; CCR RECEIVED |
| 10 | 11 | SOX | State Compliance achieved | 28-FEB-2007 | State | ENFORCEMENTID :0737561; |
| 4 | 30 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 29 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 28 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 27 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 12 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 13 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 14 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 26 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 16 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 17 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 18 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 19 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 20 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 21 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 22 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 23 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 24 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 25 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 31 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 32 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 4 | 15 | SOX | State Compliance achieved | 03-FEB-2003 | State | ENFORCEMENTID :0330197; LATE TESTING |
| 8 | 1 | SIF | State Public Notification received | 24-AUG-1999 | State | ENFORCEMENTID :9916809; |
| 9915283 | 9810462 | SOX | State Compliance achieved | 11-MAR-1999 | State | - |
| 3 | 9 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 8 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 7 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 5 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 4 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 2 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 3 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 10 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |
| 3 | 6 | SOX | State Compliance achieved | 15-FEB-1999 | State | ENFORCEMENTID :9914968; |