| 16 | 41 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 70 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 42 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 43 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 44 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 45 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 46 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 47 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 48 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 49 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 50 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 51 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 52 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 53 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 54 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 55 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 56 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 57 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 58 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 59 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 60 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 61 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 62 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 63 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 64 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 65 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 66 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 67 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 68 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 69 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 14 | 2 | SFL | State Administrative/Compliance Order without penalty issued | 02-AUG-2018 | State | CCR LATE SUBMITTAL |
| 9 | 1 | SOX | State Compliance achieved | 21-OCT-2008 | State | - |
| 5 | 98V0001 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0002 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0003 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0004 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0007 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0008 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0009 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0010 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0011 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0012 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0013 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0014 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0015 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0016 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0017 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0018 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0019 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0021 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |