| 16 | 3 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 32 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 4 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 5 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 6 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 7 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 8 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 9 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 10 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 11 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 12 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 13 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 14 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 15 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 16 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 17 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 18 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 19 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 20 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 21 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 22 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 23 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 24 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 25 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 26 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 27 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 28 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 29 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 30 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 16 | 31 | SFL | State Administrative/Compliance Order without penalty issued | 17-NOV-2021 | State | FTM SOC Q2 2021 |
| 14 | 2 | SFL | State Administrative/Compliance Order without penalty issued | 02-AUG-2018 | State | CCR LATE SUBMITTAL |
| 9 | 1 | SOX | State Compliance achieved | 21-OCT-2008 | State | - |
| 5 | 98V0001 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0002 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0003 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0004 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0007 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0008 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0009 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0010 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0011 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0012 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0013 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0014 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0015 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0016 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0017 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0018 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0019 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |
| 5 | 98V0021 | SFL | State Administrative/Compliance Order without penalty issued | 31-AUG-1998 | State | MUST SAMPLE AND POST PN |