| 38 | 257 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 410 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 339 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 340 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 341 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 342 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 343 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 344 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 345 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 346 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 347 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 348 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 349 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 350 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 351 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 352 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 353 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 354 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 355 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 356 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 357 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 359 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 398 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 399 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 400 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 401 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 402 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 403 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 404 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 406 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 407 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 408 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 409 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 38 | 338 | SOX | State Compliance achieved | 29-FEB-2024 | State | LCR Q2 2023 |
| 34 | 141 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 248 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 219 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 220 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 221 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 222 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 223 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 224 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 225 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 226 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 227 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 228 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 229 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 230 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 231 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |
| 34 | 232 | SFL | State Administrative/Compliance Order without penalty issued | 28-JUN-2023 | State | M&R Q4 2022 MN(DEC):MULT1, RADIUM 226/228:MULT2A&MULT2B, SOC:MULT1 |