| 65 | 58 | SFL | State Administrative/Compliance Order without penalty issued | 16-AUG-2017 | State | LATE CCR SUBMITTAL |
| 60 | 57 | SOX | State Compliance achieved | 10-OCT-2014 | State | TCR MONTHLY MAX. (MCL) FOR AUGUST 2014 |
| 61 | 56 | SOX | State Compliance achieved | 10-SEP-2014 | State | M&R CL 0 OF 18 SUBMITTED 6/14 - LATE REPORTING |
| 55 | 55 | SFL | State Administrative/Compliance Order without penalty issued | 30-AUG-2011 | State | LATE 2010 CCR SUBMITTAL [8/2/2011] & INADEQUATE GOOD FAITH EFFORTS |
| 55 | 54 | SFL | State Administrative/Compliance Order without penalty issued | 30-AUG-2011 | State | LATE 2010 CCR SUBMITTAL [8/2/2011] & INADEQUATE GOOD FAITH EFFORTS |
| 52 | 45 | SOX | State Compliance achieved | 30-SEP-2010 | State | Q3 M&R LCR - 30 TAPS |
| 54 | 50 | SOX | State Compliance achieved | 02-MAR-2010 | State | R226, R228, ALPHA 05G Q1 09 |
| 54 | 49 | SOX | State Compliance achieved | 02-MAR-2010 | State | R226, R228, ALPHA 05G Q1 09 |
| 50 | 51 | SOX | State Compliance achieved | 13-JAN-2010 | State | CL 15/MO Q2 O9, Q3 09 |
| 50 | 52 | SOX | State Compliance achieved | 13-JAN-2010 | State | CL 15/MO Q2 O9, Q3 09 |
| 49 | 46 | SOX | State Compliance achieved | 01-JUL-2009 | State | TCR 21/MO 10/08, 11/08 |
| 49 | 47 | SOX | State Compliance achieved | 01-JUL-2009 | State | TCR 21/MO 10/08, 11/08 |
| 43 | 43 | SOX | State Compliance achieved | 07-OCT-2008 | State | TCR MONTHLY (MCL) AND ACUTE MAX. (MCL) FOR AUGUST 2008 |
| 43 | 44 | SOX | State Compliance achieved | 07-OCT-2008 | State | TCR MONTHLY (MCL) AND ACUTE MAX. (MCL) FOR AUGUST 2008 |
| 41 | 17 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 34 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 33 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 32 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 31 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 30 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 29 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 28 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 27 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 26 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 25 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 24 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 23 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 5 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 6 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 7 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 8 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 9 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 10 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 11 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 12 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 13 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 14 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 15 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 16 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 18 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 19 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 20 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 21 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 41 | 22 | SOX | State Compliance achieved | 09-JUN-2008 | State | SOC 01G, 02G, 03G Q4 07 |
| 37 | 4 | SFL | State Administrative/Compliance Order without penalty issued | 25-JAN-2007 | State | TCR MONTHLY MAX. (MCL) FOR DECEMBER 2006 |
| 35 | 2 | SFL | State Administrative/Compliance Order without penalty issued | 20-DEC-2006 | State | TCR MONTHLY MAX. ( MCL) FOR OCTOBER & NOVEMBER 2006 |
| 35 | 3 | SFL | State Administrative/Compliance Order without penalty issued | 20-DEC-2006 | State | TCR MONTHLY MAX. ( MCL) FOR OCTOBER & NOVEMBER 2006 |
| 32 | 1 | SOX | State Compliance achieved | 06-SEP-2006 | State | TCR MONTHLY MAX. MCL FOR JULY, 06 |
| 30 | 05V0003 | SFL | State Administrative/Compliance Order without penalty issued | 09-SEP-2005 | State | TCR ACUTE, MONTHLY & MAJOR REPEAT VIOLATION FOR JULY, 2005 |
| 30 | 05V0004 | SFL | State Administrative/Compliance Order without penalty issued | 09-SEP-2005 | State | TCR ACUTE, MONTHLY & MAJOR REPEAT VIOLATION FOR JULY, 2005 |