| 1200500 | 4071375 | SOX | State Compliance achieved | 11-FEB-2025 | State | - |
| 1200499 | 4071374 | SOX | State Compliance achieved | 22-OCT-2024 | State | - |
| 1200487 | 4071326 | SOX | State Compliance achieved | 09-NOV-2022 | State | - |
| 1200488 | 4071325 | SOX | State Compliance achieved | 30-JUN-2022 | State | - |
| 1200486 | 4071338 | SOX | State Compliance achieved | 30-JUN-2022 | State | - |
| 1200483 | 4071365 | SOX | State Compliance achieved | 30-JUN-2022 | State | - |
| 1200484 | 4071361 | SOX | State Compliance achieved | 30-JUN-2022 | State | - |
| 1200485 | 4071347 | SOX | State Compliance achieved | 30-JUN-2022 | State | - |
| 1200481 | 4071343 | SID | State Site Visit for enforcement purposes | 18-NOV-2021 | State | AO No. C-20-013-005-ETT - I/C w/ ORA Items 11.), 13.), 17.), 24.). O/C w/ ORA Items 2.), 4.), 6.), 7.), 10), 12.), 14.), 15.), 16.), 18.), 19.), 20.), 21.), 22.), 23.), 26.), 28.), 29.), 30.), and 31.) - slw. |
| 1200481 | 4071337 | SID | State Site Visit for enforcement purposes | 18-NOV-2021 | State | AO No. C-20-013-005-ETT - I/C w/ ORA Items 11.), 13.), 17.), 24.). O/C w/ ORA Items 2.), 4.), 6.), 7.), 10), 12.), 14.), 15.), 16.), 18.), 19.), 20.), 21.), 22.), 23.), 26.), 28.), 29.), 30.), and 31.) - slw. |
| 1200481 | 4071335 | SID | State Site Visit for enforcement purposes | 18-NOV-2021 | State | AO No. C-20-013-005-ETT - I/C w/ ORA Items 11.), 13.), 17.), 24.). O/C w/ ORA Items 2.), 4.), 6.), 7.), 10), 12.), 14.), 15.), 16.), 18.), 19.), 20.), 21.), 22.), 23.), 26.), 28.), 29.), 30.), and 31.) - slw. |
| 1200473 | 4071345 | SID | State Site Visit for enforcement purposes | 10-AUG-2020 | State | AO No. C-20-013-005-ETT - I/C w/ Items 1.), 3.), 5.), 8.), and 9.). O/C w/ Items 2.), 4.), 6.), 7.), and 10.) - 18.) - slw. |
| 1200471 | 4071333 | SOX | State Compliance achieved | 04-FEB-2020 | State | - |
| 1200471 | 4071341 | SOX | State Compliance achieved | 04-FEB-2020 | State | - |
| 1200471 | 4071340 | SOX | State Compliance achieved | 04-FEB-2020 | State | - |
| 1200463 | 4071336 | SIF | State Public Notification received | 10-SEP-2019 | State | - |
| 1200442 | 4071332 | SOX | State Compliance achieved | 18-SEP-2018 | State | - |
| 1200436 | 4071329 | SOX | State Compliance achieved | 22-MAR-2018 | State | - |
| 1200434 | 4071319 | SOX | State Compliance achieved | 30-JAN-2018 | State | - |
| 1200430 | 4071313 | SIF | State Public Notification received | 26-FEB-2015 | State | - |
| 1200428 | 4071311 | SOX | State Compliance achieved | 12-JAN-2015 | State | - |
| 1200427 | 4071310 | SOX | State Compliance achieved | 06-JAN-2015 | State | - |
| 1200420 | 4071296 | SOX | State Compliance achieved | 25-NOV-2014 | State | - |
| 1200421 | 4071299 | SOX | State Compliance achieved | 25-NOV-2014 | State | - |
| 1200422 | 4071297 | SOX | State Compliance achieved | 25-NOV-2014 | State | - |
| 1200419 | 4071298 | SOX | State Compliance achieved | 25-NOV-2014 | State | - |
| 1200423 | 4071300 | SOX | State Compliance achieved | 25-NOV-2014 | State | - |
| 1200424 | 4071301 | SOX | State Compliance achieved | 25-NOV-2014 | State | - |
| 1200416 | 4071295 | SOX | State Compliance achieved | 22-AUG-2014 | State | - |
| 1200415 | 4071291 | SOX | State Compliance achieved | 29-MAY-2014 | State | - |
| 1200415 | 4071292 | SOX | State Compliance achieved | 29-MAY-2014 | State | - |