| 391035 | 3000 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 3199 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 2898 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 2598 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 399 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 299 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 195 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 2998 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 8802 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 9203 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 5902 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 3500 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 3400 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391035 | 3299 | SOX | State Compliance achieved | 16-APR-2013 | State | - |
| 391034 | 15719 | SOX | State Compliance achieved | 15-AUG-2012 | State | - |
| 391034 | 15717 | SOX | State Compliance achieved | 15-AUG-2012 | State | - |
| 391034 | 15718 | SOX | State Compliance achieved | 15-AUG-2012 | State | - |
| 391019 | 15712 | SOX | State Compliance achieved | 27-AUG-2010 | State | This system submitted the CCR the following year, so it was considered reasonable to SOX this violation and return the system to compliance as far as the CCR Rule is concerned (AL). |
| 391018 | 15709 | SOX | State Compliance achieved | 24-AUG-2010 | State | Received CCR |
| 391018 | 15714 | SOX | State Compliance achieved | 24-AUG-2010 | State | Received CCR |
| 391018 | 15713 | SOX | State Compliance achieved | 24-AUG-2010 | State | Received CCR |
| 391020 | 15711 | SOX | State Compliance achieved | 08-JUL-2010 | State | - |
| 391020 | 15710 | SOX | State Compliance achieved | 08-JUL-2010 | State | - |
| 391016 | 15609 | SOX | State Compliance achieved | 17-MAY-2010 | State | - |
| 391016 | 15207 | SOX | State Compliance achieved | 17-MAY-2010 | State | - |
| 391015 | 14906 | SOX | State Compliance achieved | 06-APR-2010 | State | - |
| 391014 | 14605 | SOX | State Compliance achieved | 01-APR-2010 | State | The system submitted an acceptable CR in posterior years, so we decided that it was reasonable to SOX this violation (AL). |
| 390207 | 197 | SOX | State Compliance achieved | 13-JUN-2007 | State | - |
| 389104 | 14504 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 14404 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 14304 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 14204 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 14004 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13904 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13804 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13704 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13604 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13504 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13404 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13304 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13204 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13104 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 13004 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12904 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12804 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12704 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12604 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12504 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12404 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |
| 389104 | 12304 | SOX | State Compliance achieved | 22-SEP-2004 | State | PN plus make up sample in 3rd Q 2004. |