| 228673 | 5198 | SOX | State Compliance achieved | 15-DEC-2020 | State | Subsequent monitoring completed - violations SOXd |
| 228673 | 5197 | SOX | State Compliance achieved | 15-DEC-2020 | State | Subsequent monitoring completed - violations SOXd |
| 228673 | 5196 | SOX | State Compliance achieved | 15-DEC-2020 | State | Subsequent monitoring completed - violations SOXd |
| 228673 | 5195 | SOX | State Compliance achieved | 15-DEC-2020 | State | Subsequent monitoring completed - violations SOXd |
| 228673 | 5194 | SOX | State Compliance achieved | 15-DEC-2020 | State | Subsequent monitoring completed - violations SOXd |
| 228673 | 5193 | SOX | State Compliance achieved | 15-DEC-2020 | State | Subsequent monitoring completed - violations SOXd |
| 228672 | 5116 | SOX | State Compliance achieved | 15-DEC-2020 | State | Collected a triggered sample on 8-23-2017 from this source, violation resolved. |
| 228659 | 5160 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5175 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5174 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5173 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5172 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5171 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5170 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5169 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5168 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5167 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5166 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5149 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5150 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5151 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5152 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5153 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5154 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5155 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5156 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5157 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5158 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5159 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5161 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5162 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5163 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5164 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 228659 | 5165 | SOX | State Compliance achieved | 23-AUG-2017 | State | - |
| 103 | 2202 | SOX | State Compliance achieved | 18-MAR-2003 | State | - |
| 175098 | 796 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 1196 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 896 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 996 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 1296 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 596 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 1496 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 1396 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 696 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |
| 175098 | 1096 | SOX | State Compliance achieved | 13-NOV-1997 | State | SYSTEM GENERATED ENFORCEMENT |