| 1220016 | 820020 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820019 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820023 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820021 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820013 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820014 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820015 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820017 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820018 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820024 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 1220016 | 820016 | SOX | State Compliance achieved | 05-JUL-2012 | State | - |
| 820011 | 820007 | SOX | State Compliance achieved | 01-JUL-2008 | State | ENF_NO:05-20-08C-009; APR & MAY 2008 TCR MCL VIOL |
| 820011 | 820008 | SOX | State Compliance achieved | 01-JUL-2008 | State | ENF_NO:05-20-08C-009; APR & MAY 2008 TCR MCL VIOL |
| #0599999 | 95V0001 | EOX | Federal Compliance achieved | 30-SEP-2005 | ODSWeb | - |
| 1220019 | 320006 | SOX | State Compliance achieved | 28-MAR-2003 | State | This TCR violation has been closed with this SOX enforcement record due to rTCR implementation on 4/1/2016. |
| 1220021 | 20009 | SOX | State Compliance achieved | 03-SEP-2002 | State | system returned to compliance 9/3/2002, per Chun Huang [ohk, 3/26/2019] |
| 920014 | 220010 | SOX | State Compliance achieved | 24-JUL-2002 | State | ENF_NO:05-20-02C-004; |
| 920013 | 9220002 | SOX | State Compliance achieved | 29-OCT-2001 | State | ENF_NO:05-20-01C-002; INITIAL LCR MONITORING |
| 20001 | 9920001 | SFL | State Administrative/Compliance Order without penalty issued | 31-MAR-2000 | State | ENF_NO:04-14-00C-009; |
| 20001 | 20004 | SFL | State Administrative/Compliance Order without penalty issued | 31-MAR-2000 | State | ENF_NO:04-14-00C-009; |
| 20001 | 20011 | SFL | State Administrative/Compliance Order without penalty issued | 31-MAR-2000 | State | ENF_NO:04-14-00C-009; |
| 88E0006 | 8900320 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8900321 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8800087 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8800086 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8900322 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8900324 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8900325 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 88E0006 | 8900323 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1988 | State | - |
| 87E0006 | 8700850 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700849 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700572 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700571 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700570 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700311 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700310 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 87E0006 | 8700848 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1987 | State | - |
| 86E0006 | 8600066 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600067 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600068 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600069 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600070 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600821 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600571 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600572 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600819 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600820 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600065 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 86E0006 | 8600570 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1986 | State | - |
| 85E0006 | 8500069 | SFK | State Bilateral Compliance Agreement signed | 30-SEP-1985 | State | - |