| 5996 | 14900 | SOX | State Compliance achieved | 02-OCT-2024 | State | - |
| 5970 | 14892 | SOX | State Compliance achieved | 01-NOV-2023 | State | - |
| 5965 | 14890 | SOX | State Compliance achieved | 09-AUG-2023 | State | Valid submitted late but needs entered in J Drive Per CH16 08/09/2023 |
| 5965 | 14891 | SOX | State Compliance achieved | 09-AUG-2023 | State | Valid submitted late but needs entered in J Drive Per CH16 08/09/2023 |
| 5942 | 14883 | SOX | State Compliance achieved | 29-OCT-2020 | State | MCL VIOLATION RTC (RAA = 7.6 PPB) ON 10/29/2020 - TH5 11/16/2020 |
| 5938 | 14885 | SIE | State Public Notification requested | 19-FEB-2020 | State | - |
| 5921 | 14881 | SIE | State Public Notification requested | 19-APR-2019 | State | - |
| 5915 | 14878 | SOX | State Compliance achieved | 01-MAR-2019 | State | - |
| 5915 | 14879 | SOX | State Compliance achieved | 01-MAR-2019 | State | - |
| 5915 | 14877 | SOX | State Compliance achieved | 01-MAR-2019 | State | - |
| 5900 | 14872 | SIA | State Violation/Reminder Notice | 27-JUN-2018 | State | - |
| 5900 | 14874 | SIA | State Violation/Reminder Notice | 27-JUN-2018 | State | - |
| 5900 | 14873 | SIA | State Violation/Reminder Notice | 27-JUN-2018 | State | - |
| 5897 | 14855 | SOX | State Compliance achieved | 22-FEB-2017 | State | - |
| 5894 | 9904 | SOX | State Compliance achieved | 08-AUG-2014 | State | - |
| 5881 | 14364 | SOX | State Compliance achieved | 17-OCT-2012 | State | - |
| 5881 | 14315 | SOX | State Compliance achieved | 17-OCT-2012 | State | - |
| 5881 | 14698 | SOX | State Compliance achieved | 17-OCT-2012 | State | - |
| 5889 | 14708 | SOX | State Compliance achieved | 12-JUL-2012 | State | - |
| 5877 | 14678 | SOX | State Compliance achieved | 06-JUL-2012 | State | - |
| 5888 | 14707 | SOX | State Compliance achieved | 30-JUN-2012 | State | - |
| 5868 | 14690 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14688 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14687 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14686 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14685 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14684 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14683 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5868 | 14689 | SOX | State Compliance achieved | 19-MAR-2012 | State | - |
| 5886 | 14705 | SOX | State Compliance achieved | 31-DEC-2010 | State | - |
| 5886 | 14706 | SOX | State Compliance achieved | 31-DEC-2010 | State | - |
| 5866 | 11705 | SOX | State Compliance achieved | 20-DEC-2010 | State | - |
| 5866 | 11905 | SOX | State Compliance achieved | 20-DEC-2010 | State | - |
| 5860 | 14441 | SOX | State Compliance achieved | 08-OCT-2009 | State | - |
| 5850 | 14522 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14517 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14515 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14528 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14509 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14506 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14505 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14523 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5850 | 14512 | SOX | State Compliance achieved | 20-JUL-2009 | State | - |
| 5839 | 14398 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |
| 5839 | 14400 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |
| 5839 | 14401 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |
| 5839 | 14403 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |
| 5839 | 14405 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |
| 5839 | 14407 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |
| 5839 | 14409 | SO0 | State no longer subject to Rule | 11-MAY-2009 | State | - |